Hugo Lopez began his career in retirement planning as a pension consultant in 2002. As a pension consultant, Hugo designed employer-sponsored retirement plans such as 401k’s, profit sharing, and defined benefit plans for corporations of all sizes and demographics. In 2010, Hugo decided to focus his career on the advisory side in order to strengthen his relationship with clients. His background in business, finance, and economics affords him the ability to develop customized investment and retirement strategies for clients to include businesses, individuals, and families. Hugo works closely with his clients to develop these strategies in an effort to meet their long-term goals. He is a member of the American Society of Pension Professionals & Actuaries (ASPPA) as well as the National Association of Plan Advisors (NAPA).
Hugo has passed the following FINRA licensing exams.
Series 6 Investment company & variable contracts Securities Representative
Series 63 Uniform Securities Agent State Law Exam
Series 65 Uniform Investment Adviser Law Exam
Hugo is registered as an Investment Adviser Representative (IAR) with Lighthouse Advisory Services, Inc., a Registered Investment Adviser, and offers investment advisory services through fee-based programs.